ASSET PLATINUM Archives - Newpark Financial Services Ltd

Audit ready reviews

One off or regular file reviews. Random client files reviewed for compliance: access, records content, advice and documentation.

bigplanswm2020-02-12T22:39:28+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Walk adviser through each step from FSP registration to FMA licensing application. Full registration to follow.

bigplanswm2020-02-12T22:38:41+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Map individualized process (IMap/drag & drop/upload/scanning/Folders or CRM).

bigplanswm2020-02-12T22:37:50+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Create process, CRM/Excel register, feedback email.

bigplanswm2020-02-12T22:36:57+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Case by case once Newpark offers this or redraft advisers.

bigplanswm2020-02-12T22:36:15+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Case by case once Newpark offers this.

bigplanswm2020-02-12T22:35:32+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Standard FMA requirements included.

bigplanswm2020-02-12T22:34:54+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Check completed (incl agency). Call client for missing info.

bigplanswm2020-02-12T22:33:44+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Compile Disclosure, scope, letters, apps, client summaries.

bigplanswm2020-02-12T22:32:59+13:00Wednesday 12 February, 2020|ASSET PLATINUM|

Provider & client calls: follow up requirements/expedite.

bigplanswm2020-02-12T22:32:14+13:00Wednesday 12 February, 2020|ASSET PLATINUM|